Richard Allen Yantis

CFP

Rda Financial Network

37 Years of Experience

2 DisclosuresSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningFinancial Planning & Coaching

Rda Financial Network

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

18 advisors

Number of Clients

1,479 clients

Average Client Portfolio

$391K average

Assets Under Management

$578.7M

Fee Structure

Minimum Investment:$25K

Location

2603 Rainbow Dr, Cedar Falls, IA, 50613

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

April 2018

Denied

Customer Dispute

April 2018

Denied

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Richard is involved in insurance sales through Yantis & Associates Insurance since 2005. He is also an investment advisor with RDA Financial Network Inc. since 2010 and a partner in Yantis & Associates Financial Adv, a DBA for marketing purposes.

Employment History

Current Registrations

Rda Financial Network

August 2010 - Present · 15 yrs 6 mos

Previous Registrations

United Planners' Financial Services of America a Limited PartnerBroker

July 2016 - December 2022 · 6 yrs 5 mos

Cambridge Investment Research, INC.Broker

August 2010 - July 2016 · 5 yrs 11 mos

Securities America, INC.Broker

January 2009 - August 2010 · 1 yr 7 mos

Securities America Advisors, INC.

January 2009 - August 2010 · 1 yr 7 mos

Brecek & Young Advisors, INC.

April 2005 - February 2009 · 3 yrs 10 mos

Brecek & Young Advisors, INC.Broker

January 2005 - January 2009 · 4 yrs

American Express Financial Advisors, INC.

January 1999 - January 2005 · 6 yrs

Ids Life Insurance CompanyBroker

June 1988 - January 2005 · 16 yrs 7 mos

American Express Financial Advisors INC.Broker

June 1988 - January 2005 · 16 yrs 7 mos

State Registrations2 states

IATX

Advisor

Exams

No exam information available for this advisor.