RK
RK

Richard Kersting

37 Years of Experience
Naples, FL
2 DisclosuresBroker

Richard Kersting is a registered investment advisor at Ameriprise Financial Services, LLC, based in Naples, FL, with 37 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

999 Vanderbilt Beach Rd, Ste 101, Naples, FL, 34108

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2026
Pending
Customer Dispute
October 2001
Settled
Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
October 2021 - Present · 4 yrs 7 mos
Ameriprise Financial Services, LLC
October 2021 - Present · 4 yrs 7 mos
Ameriprise Financial Services, LLC
October 2021 - Present · 4 yrs 7 mos
Previous Registrations
Bruderman Asset Management, LLC
March 2015 - October 2021 · 6 yrs 7 mos
Bruderman Brothers LLCBroker
March 2015 - October 2021 · 6 yrs 7 mos
Gary Goldberg Planning Services INC
February 2005 - March 2015 · 10 yrs 1 mo
Gary Goldberg & CO., INC.Broker
January 2005 - March 2015 · 10 yrs 2 mos
Purshe Kaplan Sterling InvestmentsBroker
January 2002 - January 2005 · 3 yrs
Josephthal & CO., INC.Broker
November 2000 - January 2002 · 1 yr 2 mos
Southwick Investments, INC.Broker
April 1997 - November 2000 · 3 yrs 7 mos
Fahnestock & CO., INC.Broker
August 1994 - September 1994 · 1 mo
Reich & CO., INC.Broker
April 1993 - August 1994 · 1 yr 4 mos
Grayson Financial LLCBroker
July 1991 - August 1999 · 8 yrs 1 mo
Wayne, Grayson Capital CORP.Broker
July 1991 - May 1993 · 1 yr 10 mos
American Bond Group, INC.Broker
August 1990 - December 1991 · 1 yr 4 mos
J. W. Gant & Associates, INC.Broker
May 1990 - August 1990 · 3 mos
First Investors CorporationBroker
January 1990 - May 1990 · 4 mos
J F Lowe & Company IncorporatedBroker
August 1989 - October 1989 · 2 mos
Thomson Mckinnon Securities INC.Broker
March 1989 - May 1989 · 2 mos
F.D. Roberts Securities, INC.Broker
November 1988 - October 1989 · 11 mos
Hibbard Brown & CO., INC.Broker
July 1988 - November 1988 · 4 mos
State Registrations28 states
ALAZCACOCTDEFLGAIDILINMAMDMIMNNCNHNJNVNYOHOKORPASCVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.