Robert Whelan
Robert Whelan is a CFP-designated registered investment advisor at LPL Financial LLC, based in Poplar Bluff, MO, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1111 Sterling Dr, Poplar Bluff, MO, 63901
Get directionsHistory
Regulatory History (2)
Customer Dispute
September 2008Judgment / Lien
November 1996Other Business Activities
Robert is a CPA providing tax preparation and accounting services through Robert J Whelan CPA PC, dedicating about half his time to this activity. He also provides accounting services to R R & L Sports Training, spending minimal time on this non-investment related activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Franklin Financial Services CorporationBroker
Transamerica Financial Resources, INC.Broker
Transamerica Securities Sales CorporationBroker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.