Yvonne Curry
Yvonne Curry is a registered investment advisor at Berthel Fisher & Company Financial Services, INC., based in Irvine, CA, with 37 years of industry experience. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 2,942 clients with $800M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Berthel Fisher offers asset management services through various platforms. Fees are based on the amount of assets managed and are negotiable, with a maximum of 2.5% annually. Fees may be charged in advance or arrears, monthly or quarterly. Clients may incur additional charges from third parties, such as mutual fund expenses and IRA fees. Berthel Fisher prohibits purchases of 12b-1 fee-paying share classes in managed accounts. Clients should discuss the costs and benefits of each platform with their advisor to select the most suitable option.
Location
36 Calavera, Irvine, CA, 92606
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Yvonne is a board member and treasurer for The David & Diana Sun Foundation, dedicating minimal time to attending board meetings and writing checks for charitable giving. She also sells fixed annuities through Flexible Financial, spending minimal time on this activity, and helps manage the charitable affairs and activities as a director for Family Enrichment Inc., spending minimal time.
Employment History
Current Registrations
Berthel Fisher & Company Financial Services, INC.
Berthel, Fisher & Company Financial Services, INC.Broker
Previous Registrations
Continental Capital Investment Services
Continental Capital Investment Services, INC.Broker
Aegon USA Securities INC.Broker
Essex National Securities, INC.Broker
Invest Financial CorporationBroker
Wall Street Investor ServicesBroker
United Pacific Financial Services, INC.Broker
Mutual Benefit Financial Service CompanyBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.