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Stephen Trask

Ip Financial Advisory Services LLC
37 Years of Experience
Mechanicsburg, PA
11 Disclosures
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Stephen Trask is a registered investment advisor at Ip Financial Advisory Services LLC, based in Mechanicsburg, PA, with 37 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 2,001 clients with $480M in assets under management.

Ip Financial Advisory Services LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
133 advisors
Number of Clients
2,001 clients
Average Client Portfolio
$241K average
Assets Under Management
$481.4M

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Up to $250K3.00%
$250K+2.00%

Maximum annual fee is up to 3% and is negotiable. Alternatively, third-party investment programs range from 2.20% down to 1.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Mechanicsburg, PA

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History

Regulatory History (11)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
February 2025
Final
Customer Dispute
March 2023
Settled
Employment Separation After Allegations
January 2023
Customer Dispute
April 2020
Award / Judgment
Judgment / Lien
July 2019
Judgment / Lien
January 2018
Customer Dispute
March 2013
Denied
Customer Dispute
November 2012
Settled
Customer Dispute
February 2007
Settled
Customer Dispute
September 2006
Denied
Customer Dispute
April 2001
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Stephen is doing business as Trask Financial Services since January 2023. The filing does not specify the nature or time commitment of this activity.

Employment History
Current Registrations
Ip Financial Advisory Services LLC
January 2023 - Present · 3 yrs 9 mos
Previous Registrations
Ip Financial Advisory Services LLC
January 2023 - January 2023 · 0 mos
Vanderbilt Advisory Services
May 2012 - January 2023 · 10 yrs 8 mos
Vanderbilt Securities, LLCBroker
April 2012 - January 2023 · 10 yrs 9 mos
RBC Capital Markets, LLC
October 2011 - April 2012 · 6 mos
RBC Capital Markets, LLCBroker
March 2009 - April 2012 · 3 yrs 1 mo
Ferris, Baker Watts, LLCBroker
December 2005 - March 2009 · 3 yrs 3 mos
Morgan Stanley Dw INC.Broker
October 1988 - December 2005 · 17 yrs 2 mos
State Registrations1 state
PA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Stephen Trask - Financial Advisor | TrueAdvisor