Stephen Trask
Stephen Trask is a registered investment advisor at Ip Financial Advisory Services LLC, based in Mechanicsburg, PA, with 37 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 4 more. Their firm serves 2,041 clients with $460M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IP Financial Advisory Services offers managed account programs where clients pay a fee for portfolio management. Representatives customize investment portfolios based on the client's risk tolerance and investment objectives, monitoring performance and rebalancing as needed. The firm has full discretion over client accounts, but clients can set restrictions. The minimum initial investment is negotiable.
Location
Mechanicsburg, PA
Get directionsHistory
Regulatory History (11)
Regulatory
February 2025Customer Dispute
March 2023Employment Separation After Allegations
January 2023Customer Dispute
April 2020Judgment / Lien
July 2019Judgment / Lien
January 2018Customer Dispute
March 2013Customer Dispute
November 2012Customer Dispute
February 2007Customer Dispute
September 2006Customer Dispute
April 2001Other Business Activities
Stephen is doing business as Trask Financial Services since January 2023. The filing does not specify the nature or time commitment of this activity.
Employment History
Current Registrations
Ip Financial Advisory Services LLC
Previous Registrations
Ip Financial Advisory Services LLC
Vanderbilt Advisory Services
Vanderbilt Securities, LLCBroker
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Ferris, Baker Watts, LLCBroker
Morgan Stanley Dw INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.