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Andrew Liss

Oneamerica Securities, INC.
23 Years of Experience
Providence, RI
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Andrew Liss is a registered investment advisor at Oneamerica Securities, INC., based in Providence, RI, with 23 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Investment Management, and 2 more. Their firm serves 2,300 clients with $310M in assets under management.

Oneamerica Securities, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
345 advisors
Number of Clients
2,300 clients
Average Client Portfolio
$133K average
Assets Under Management
$306.1M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Overall advisory fees generally range from 0.25% to 2.00% of assets under management, depending on the program and investments selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Two Regency Plaza, Suite 4, Providence, RI, 02903

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
November 2007
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Andrew sells non-variable insurance products, including fixed life and fixed annuities.

Employment History
Current Registrations
Oneamerica Securities, INC.Broker
September 2020 - Present · 6 yrs 1 mo
Oneamerica Securities, INC.
September 2020 - Present · 6 yrs 1 mo
Previous Registrations
Park Avenue Securities LLC
March 2018 - September 2020 · 2 yrs 6 mos
Park Avenue Securities LLCBroker
February 2018 - September 2020 · 2 yrs 7 mos
Signator Investors, INC.
September 2008 - January 2018 · 9 yrs 4 mos
Signator Investors, INC.Broker
August 2008 - January 2018 · 9 yrs 5 mos
Ameriprise Financial Services, INC.
June 2004 - July 2008 · 4 yrs 1 mo
Ameriprise Financial Services, INC.Broker
April 2004 - July 2008 · 4 yrs 3 mos
Ids Life Insurance CompanyBroker
April 2004 - July 2006 · 2 yrs 3 mos
Josephthal & CO., IncorporatedBroker
January 1990 - May 1990 · 4 mos
Linsco Financial Group, INC.Broker
March 1989 - July 1989 · 4 mos
The Stuart-James Company, IncorporatedBroker
October 1988 - November 1988 · 1 mo
Wellshire Securities, INC.Broker
September 1988 - October 1988 · 1 mo
Morgan Gladstone & CO. INC.Broker
June 1988 - November 1988 · 5 mos
Dunhill Investments LTD.Broker
June 1988 - September 1988 · 3 mos
State Registrations11 states
AZCACOCTFLMANHNYOHRIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Andrew Liss - Financial Advisor | TrueAdvisor