Andrew Liss
Andrew Liss is a registered investment advisor at Oneamerica Securities, INC., based in Providence, RI, with 22 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning. Their firm serves 2,118 clients with $300M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
OneAmerica Securities (OAS) offers investment management through various programs, including:
- Portfolio Choice Program: Offered through arrangements with Envestnet, Sawtooth, and Lockwood. These programs include Discretionary Management Programs, Separately Managed Account Programs, and Unified Managed Account Programs. OAS representatives do not have discretionary investment authority in these programs.
- Advisor Managed Portfolios (AMP): OAS representatives serve as the account managers on a discretionary basis.
Fees are based on a percentage of the assets managed, generally between 0.25% and 2.00%. The fee is agreed upon by the representative and the client and depends on the account type, investments selected, and assets under management.
Location
Two Regency Plaza, Suite 4, Providence, RI, 02903
Get directionsHistory
Regulatory History (1)
Judgment / Lien
November 2007Other Business ActivitiesSells Insurance
Andrew sells non-variable insurance products, including fixed life and fixed annuities.
Employment History
Current Registrations
Oneamerica Securities, INC.Broker
Oneamerica Securities, INC.
Previous Registrations
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Signator Investors, INC.
Signator Investors, INC.Broker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
Josephthal & CO., IncorporatedBroker
Linsco Financial Group, INC.Broker
The Stuart-James Company, IncorporatedBroker
Wellshire Securities, INC.Broker
Morgan Gladstone & CO. INC.Broker
Dunhill Investments LTD.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.