Romolo Rottura
Romolo Rottura is a registered investment advisor at Capital Client Group, INC., based in Los Angeles, CA, with 34 years of industry experience. Romolo operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
333 South Hope Street, 55th Floor, Los Angeles, CA, 90071-1447
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Capital Client Group, INC.
Capital Client Group, INC.
Capital Client Group, INC.Broker
Previous Registrations
John Hancock Advisers, LLC
Sovereign Asset Management Corporation
John Hancock Funds, LLCBroker
Continental Broker-Dealer CORP.Broker
Garban LimitedBroker
Garban Securities, INC.Broker
Cantor Fitzgerald Securities CORP.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.