Stuart Hoshide is a registered investment advisor, based in Orange, CA, with 37 years of industry experience.
Location
333 S. Anita Drive, Suite 700, Orange, CA, 92868
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Regulatory History (13)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2015Settled
Customer Dispute
May 2014Settled
Customer Dispute
March 2014Settled
Judgment / Lien
September 2013Judgment / Lien
May 2013Judgment / Lien
August 2012Judgment / Lien
August 2011Judgment / Lien
June 2011Judgment / Lien
September 2009Customer Dispute
April 2009Settled
Judgment / Lien
May 2007Judgment / Lien
June 2005Customer Dispute
November 2003Denied
Other Business Activities
Stuart is involved with Orange Capital Management, Inc. as a registered investment advisor since 2008, coaches at The Rinks Irvine Inline as a volunteer, and coaches on financial planning software for Advanced Time Segmentation (ATS), dedicating about 10-20% of their time to the latter.
Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Securities, INC.Broker
May 2008 - September 2022 · 14 yrs 4 mos
First Allied Advisory Services, INC.
January 2007 - November 2020 · 13 yrs 10 mos
Ffp Advisory Services INC
November 1992 - January 2007 · 14 yrs 2 mos
Ffp Securities, INC.Broker
April 1989 - May 2008 · 19 yrs 1 mo
Pruco Securities CorporationBroker
January 1989 - May 1989 · 4 mos
The Prudential Insurance Company of AmericaBroker
January 1989 - May 1989 · 4 mos
State Registrations14 states
AZCACODCFLHIMNNCNVNYOKTXVAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.