Howard Kaplan is a registered investment advisor, based in Cincinnati, OH, with 32 years of industry experience.
Location
8044 Montgomery Rd, Ste 445, Cincinnati, OH, 45236
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Howard is involved with several non-profit organizations, including the Educational Theatre Association, Greater Cincinnati Foundation, and Wise Temple, primarily serving on finance and investment committees. He also holds positions at HK14 Holdings and Riegel Financial, dedicating minimal time to each activity.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Previous Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Mcdonald Investments INC.
Mcdonald Investments INC.Broker
Fifth Third Securities, INC.Broker
Merit Financial CorporationBroker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.