Daniel Claps

31 Years of Experience

Jersey City, NJ

1 DisclosureBrokerSells Insurance

Daniel Claps is a registered investment advisor, based in Jersey City, NJ, with 31 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold.

Location

30 Montgomery Street, Suite 1201, Jersey City, NJ, 07302

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History

Regulatory History (1)

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Customer Dispute

June 2009

Closed-No Action

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Daniel is an insurance agent selling fixed insurance products since 2009, but dedicates no time to it currently. He also works full-time as an OSJ Principal for Hudsonpoint Capital and owns Daniel Claps Inc, a pass-through entity for bills and taxes, which requires no time commitment.

Employment History

Current Registrations

Arete Wealth Advisors, LLC

November 2024 - Present · 1 yr 11 mos

Arete Wealth Management, LLCBroker

November 2024 - Present · 1 yr 11 mos

Previous Registrations

B. Riley Wealth ManagementBroker

July 2022 - November 2024 · 2 yrs 4 mos

B. Riley Wealth Advisors, INC.

March 2009 - November 2024 · 15 yrs 8 mos

National Securities CorporationBroker

April 2008 - July 2022 · 14 yrs 3 mos

Joseph Stevens & Company, INC.Broker

September 2001 - April 2008 · 6 yrs 7 mos

Securities & Investment Planning CO.Broker

October 2000 - October 2001 · 1 yr

New England SecuritiesBroker

April 1995 - December 1995 · 8 mos

Triad Financial INC.Broker

June 1991 - September 1993 · 2 yrs 3 mos

First Investors CorporationBroker

June 1988 - March 1991 · 2 yrs 9 mos

State Registrations45 states

AKAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNVNYOHOKORPARISCSDTXUTVAWAWIWV

AdvisorBrokerBoth

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Exams

No exam information available for this advisor.

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