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Robert Gariano

37 Years of Experience
Ridgewood, NJ
Broker

Robert Gariano is a registered investment advisor at Cetera Investment Advisers LLC, based in Ridgewood, NJ, with 37 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

112 Prospect St, Ridgewood, NJ, 07450

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Robert is the owner of Gariano Wealth Management, a DBA for financial services, dedicating nearly full-time hours during trading hours. He also works as a notary public, spending minimal time on this activity.

Employment History
Current Registrations
Cetera Investment Advisers LLC
July 2007 - Present · 18 yrs 10 mos
Cetera Financial Specialists LLCBroker
October 2005 - Present · 20 yrs 7 mos
Previous Registrations
C. J. M. Planning CORP.Broker
July 1988 - October 2005 · 17 yrs 3 mos
State Registrations23 states
ALAZCACOCTDEFLGAHIILMAMDMINCNJNVNYOHOKPASCTNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.