John Cuddihy
John Cuddihy is a registered investment advisor at LPL Financial LLC, based in Fredonia, NY, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
40 Norton Place, Fredonia, NY, 14063
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John operates under the DBAs Anderson Cuddihy Inc and Community Investment Services for his LPL business, dedicating full-time hours. He also sells non-variable insurance through Community Investments Insurance, spending a few hours per week, and owns 424 Iron LLC for real estate rental, spending minimal time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Invest Financial Corporation
Invest Financial CorporationBroker
Cetera Advisors LLCBroker
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.Broker
Key Investment Services LLC
Key Investment Services LLCBroker
Mcdonald Investments INC.Broker
Mcdonald Investments INC.
Charter One Securities, INC.Broker
Uvest Investment ServicesBroker
Capital Brokerage CorporationBroker
Quick & Reilly, INC.Broker
Fleet Enterprises, INC.Broker
Fis Securities, INC.Broker
Key Investments INC.Broker
Liberty Securities CorporationBroker
Pamco Securities and Insurance ServicesBroker
Princor Financial Services CorporationBroker
Empire National Securities, IncorporatedBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.