KK
KK

Karen Knettel

28 Years of Experience
Fairfield, CT
Broker

Karen Knettel is a registered investment advisor at Morgan Stanley, based in Fairfield, CT, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1229 Post Road, Fairfield, CT, 06824

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Karen runs a YouTube cooking show since December 2023, dedicating a few hours per week outside of business hours. The show is purely for entertainment purposes and is not investment-related.

Employment History
Current Registrations
Morgan Stanley
February 2017 - Present · 9 yrs 3 mos
Morgan StanleyBroker
December 2016 - Present · 9 yrs 5 mos
Previous Registrations
Interactive Brokers LLCBroker
October 2007 - August 2015 · 7 yrs 10 mos
UBS Securities LLCBroker
January 2005 - September 2007 · 2 yrs 8 mos
Banc of America Securities LLCBroker
August 2000 - August 2004 · 4 yrs
Bluestone Capital Partners, L.P.Broker
January 1999 - December 1999 · 11 mos
Santander Investment Securities INC.Broker
October 1997 - June 1998 · 8 mos
Oppenheimer & CO., INC.Broker
September 1995 - September 1997 · 2 yrs
Oppenheimer & CO., INC.Broker
March 1994 - May 1995 · 1 yr 2 mos
State Registrations36 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Karen Knettel - Financial Advisor | TrueAdvisor