John Petersen
John Petersen is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Clifton Park, NY, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
449 Route 146, Clifton Park, NY, 12065
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2016Customer Dispute
March 2015Other Business Activities
John acts as a fiduciary for his mother and father's IRAs and is a co-trustee for his mother's trust, spending minimal time on each. He also owns rental property in Jay, VT, dedicating minimal time to it.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Wachovia Securities, LLCBroker
Tne Investment Services CorporationBroker
New England SecuritiesBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.