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Neal Roehrs

37 Years of Experience
Omaha, NE
Broker

Neal Roehrs is a registered investment advisor at Wells Fargo Advisors, based in Omaha, NE, with 37 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

10250 Regency Circle, Ste 110, Omaha, NE, 68114

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Neal has 100% ownership in NJGG Inc. since 2016, dedicating full-time hours to it. He also has a minority ownership in North Channel Capital Real Estate LLC and owns rental property, dedicating minimal time to each.

Employment History
Current Registrations
Wells Fargo Advisors
November 2006 - Present · 19 yrs 6 mos
Wells Fargo Advisors Financial Network, LLCBroker
November 2006 - Present · 19 yrs 6 mos
Previous Registrations
Citigroup Global Markets INC.
July 1997 - November 2006 · 9 yrs 4 mos
Citigroup Global Markets INC.Broker
July 1993 - November 2006 · 13 yrs 4 mos
Lehman Brothers INC.Broker
May 1993 - July 1993 · 2 mos
Dain Bosworth IncorporatedBroker
August 1988 - June 1993 · 4 yrs 10 mos
State Registrations10 states
AZCOIAKSMEMONENMWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.