Eric Hosie is a CFP-designated registered investment advisor at LPL Financial LLC, based in Wilkes-Barre, PA, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
60 Public Square, Wilkes-Barre, PA, 18701
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Eric is an adjunct professor at the University of Scranton, dedicating a few hours per week. He also operates under a DBA for his LPL business through M&T Financial Services, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
M&t Securities, INC.
M&t Securities, INC.Broker
Cco Investment Services CORP.
Cco Investment Services CORP.Broker
Dreyfus Financial Services CorporationBroker
Dreyfus Investment Services Company, LLCBroker
Liberty Securities CorporationBroker
PNC Securities CORPBroker
Hibbard Brown & CO., INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.