James Ely is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Los Angeles, CA, with 33 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
633 W Fifth St, Los Angeles, CA, 90071
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Other Business Activities
James is a partner in Ely Flavor, LLC, a restaurant, and owns two rental properties. These activities require minimal time commitment.
Employment History
Current Registrations
U.S. Bancorp Advisors, LLC
U.S. Bancorp Advisors, LLC
U.S. Bancorp Advisors, LLCBroker
Previous Registrations
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
Wedbush Securities INC.Broker
Wedbush Securities INC.
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Citicorp Investment Services
Citicorp Investment ServicesBroker
Nationwide Investment Services CorporationBroker
Linsco/private Ledger CORP.Broker
Bisys Brokerage Services, INC.Broker
Laughlin Group Advisors, INC.Broker
Marketing One Securities, INC.Broker
Thomas James Associates, INC.Broker
Mclaughlin, Piven, Vogel Securities, INC.Broker
First Investors CorporationBroker
State Registrations10 states
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