Craig Richards is a registered investment advisor at S&a Financial Services, INC., based in Overland Park, KS, with 28 years of industry experience. Craig operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,448 clients with $320M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.20% |
| $500K - $1.0M | 1.00% |
| $1M+ | 0.88% |
Fees are negotiable and may vary from the above schedule. Clients joining S&A prior to 2007 may be under a former policy of paying fees in arrears.
Fee Estimator
Location
8655 College Blvd., Suite 100, Overland Park, KS, 66210-1835
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Craig is a city councilman in Scott City, KS since 2019, dedicating a few hours per week. He also owns Richards Financial Services, Inc., a non-investment related legal entity established in 2011 for tax and accounting purposes.
Employment History
Current Registrations
S&a Financial Services, INC.
Previous Registrations
Hunter Midwest, INC.
Cambridge Investment Research, INC.Broker
Hunter Midwest, INC.
Cambridge Investment Research, INC.Broker
Eneric Financial Services, INC.Broker
First Investors CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.