BH
BH

Bradley Harris

37 Years of Experience
New York, NY
Broker

Bradley Harris is a registered investment advisor, based in New York, NY, with 37 years of industry experience. Bradley is also registered as a broker, so some compensation may come from commissions on products sold.

Location

711 Third Ave, Suite 1802, New York, NY, 10017

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Bradley is a registered investment advisor representative with Lantern Wealth Advisors, LLC, spending a few hours per week managing client assets. He is also a managing member of BRH50, LLC, which manages the branch office as a non-securities related business, dedicating about 10% of his time, and the treasurer of the Municipal Bond Club of New York, volunteering a few hours per week.

Employment History
Current Registrations
Lantern Wealth Advisors, LLC
September 2017 - Present · 9 yrs 1 mo
Herold & Lantern Investments, INC.Broker
September 2017 - Present · 9 yrs 1 mo
Previous Registrations
Douglas & CO. Municipals, INC.Broker
July 1989 - October 2017 · 28 yrs 3 mos
State Registrations13 states
CACTDEFLILKSMAMINJNYOHPAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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