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John Raudat

Private Advisor Group, LLC
28 Years of Experience
Chester, CT
4 DisclosuresBrokerSells Insurance
View SEC Summary
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John Raudat is a registered investment advisor at Private Advisor Group, LLC, based in Chester, CT, with 28 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 142,225 clients with $44B in assets under management.

Private Advisor Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
930 advisors
Number of Clients
142,225 clients
Average Client Portfolio
$312K average
Assets Under Management
$44.3B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual fee is 2.00%, negotiable based on assets, account composition, and complexity.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

9 North Main Street, Chester, CT, 06412

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2011
Settled
Customer Dispute
August 2010
Settled
Customer Dispute
August 2010
Denied
Customer Dispute
January 2010
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

John owns rental real estate and is involved with several investment advisory businesses, including Private Advisor Group and Canoga Wealth Management. He also owns Superfly Racing LLC and spends about a quarter of his time on automobile racing activities, and dedicates minimal time to selling fixed life, annuities, and health insurance.

Employment History
Current Registrations
Private Advisor Group, LLC
October 2011 - Present · 15 yrs
LPL Financial LLCBroker
September 2011 - Present · 15 yrs 1 mo
Previous Registrations
Securities America Advisors, INC.
March 2003 - September 2011 · 8 yrs 6 mos
Securities America, INC.Broker
March 2003 - September 2011 · 8 yrs 6 mos
Veravest Investment Advisors, INC.
September 1999 - April 2003 · 3 yrs 7 mos
Veravest Investments, INC.Broker
March 1998 - April 2003 · 5 yrs 1 mo
State Registrations20 states
CACOCTDEFLGAINMAMDMENCNHNJNVNYORPARITXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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