John Raudat
John Raudat is a registered investment advisor at Private Advisor Group, LLC, based in Chester, CT, with 28 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 137,723 clients with $41B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Private Advisor Group offers investment management services where fees are based on a percentage of the value of your investments. The exact percentage is negotiable, up to a maximum of 2.00% per year, and is charged quarterly. Clients also pay brokerage commissions and transaction fees to the custodian. The firm may also charge a flat fee or an hourly fee for specific services.
Location
9 North Main Street, Chester, CT, 06412
Get directionsHistory
Regulatory History (4)
Customer Dispute
November 2011Customer Dispute
August 2010Customer Dispute
August 2010Customer Dispute
January 2010Other Business ActivitiesSells Insurance
John owns rental real estate and is involved with several investment advisory businesses, including Private Advisor Group and Canoga Wealth Management. He also owns Superfly Racing LLC and spends about a quarter of his time on automobile racing activities, and dedicates minimal time to selling fixed life, annuities, and health insurance.
Employment History
Current Registrations
Private Advisor Group, LLC
LPL Financial LLCBroker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Veravest Investment Advisors, INC.
Veravest Investments, INC.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.