David Ferrell
David Ferrell is a registered investment advisor at LPL Financial LLC, based in Red Bank, NJ, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
10 Broad St., Suite 202, Red Bank, NJ, 07701
Get directionsHistory
Regulatory History (2)
Financial
April 2016Customer Dispute
June 2014Other Business Activities
David is associated with Gladstone Wealth Group as a DBA for his LPL business since 2020. This activity is investment-related and takes nearly full-time hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Ameriprise Financial Services, INC.Broker
Ameriprise Financial Services, INC.
Morgan StanleyBroker
Morgan Stanley
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Legg Mason Wood Walker, IncorporatedBroker
Prudential Securities IncorporatedBroker
Smith Barney INC.Broker
Ryan, Beck & CO.Broker
First Montauk Securities CORP.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.