Scott Tracy is a CFP-designated registered investment advisor at Edward Jones, based in Lakeway, TX, with 36 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 4,069,320 clients with $1000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.40% |
The fee schedule consists of a Program Fee (up to 1.35%) and a Platform Fee (up to 0.05%), totaling a maximum annual rate of 1.40%. Fees are negotiable and may be lower based on account size or pricing groups.
Fee Estimator
Location
2121 Lohmans Crossing Rd, Suite 506, Lakeway, TX, 78734
Get directionsHistory
Regulatory History (4)
Customer Dispute
February 2009Customer Dispute
November 2006Customer Dispute
December 2003Customer Dispute
July 1998Other Business Activities
Scott owns a condo in The Hills, TX since 2021. He spends minimal time on this rental property and has no responsibilities related to it.
Employment History
Current Registrations
Edward Jones
Edward JonesBroker
Previous Registrations
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Cibc World Markets CORP.Broker
Bear, Stearns & CO. INC.Broker
Gruntal & CO. IncorporatedBroker
Lehman Brothers INC.Broker
Lehman Brothers INC.Broker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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