RW
CFP
RW
CFP
Ronald Williams
35 Years of Experience
Princeton, NJ
1 DisclosureBrokerSells Insurance
Ronald Williams is a CFP-designated registered investment advisor, based in Princeton, NJ, with 35 years of industry experience.
Location
100 Overlook Center 2nd Floor, Princeton, NJ, 08540
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2001Denied
Other Business ActivitiesSells Insurance
Ronald is a sole proprietor under True North Advisors since 2010, and also involved with Ron Williams Insurance since 2015, spending a few hours per week on insurance activities. Additionally, Ronald works as a sales associate for Weichert Realtors since 2021, dedicating about 10-20% of his time to this role.
Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Advisory Services, INC.
July 2012 - November 2020 · 8 yrs 4 mos
First Allied Securities, INC.Broker
December 2008 - September 2022 · 13 yrs 9 mos
First Allied Securities, INC.
December 2008 - July 2012 · 3 yrs 7 mos
First Montauk Securities CORP.
January 2006 - December 2008 · 2 yrs 11 mos
First Montauk Securities CORP.Broker
October 2005 - December 2008 · 3 yrs 2 mos
Ryan Beck & CO.
August 2005 - November 2005 · 3 mos
Ryan Beck & CO.Broker
April 2002 - November 2005 · 3 yrs 7 mos
Gruntal & CO., L.L.C.Broker
August 2001 - May 2002 · 9 mos
First Union Securities, INC.Broker
August 2000 - August 2001 · 1 yr
First Albany CorporationBroker
April 1993 - August 2000 · 7 yrs 4 mos
First Albany CorporationBroker
March 1993 - April 1993 · 1 mo
Mclaughlin, Piven, Vogel Securities, INC.Broker
June 1991 - March 1993 · 1 yr 9 mos
Lehman Brothers INC.Broker
September 1990 - December 1990 · 3 mos
South Richmond Securities, INC.Broker
May 1990 - August 1990 · 3 mos
Lombard Securities CORP.Broker
April 1990 - May 1990 · 1 mo
State Registrations18 states
AZCACODCFLGAINMDNCNJNYOHOKPASCTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.