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David Brown
37 Years of Experience
Chandler, AZ
1 DisclosureBroker
David Brown is a registered investment advisor at Raymond James & Associates, INC., based in Chandler, AZ, with 37 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
1490 S Price Rd, Suite 308, Chandler, AZ, 85286
Get directionsHistory
Regulatory History (1)
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Regulatory
December 1989Final
Employment History
Current Registrations
Raymond James & Associates, INC.
May 2013 - Present · 13 yrs
Raymond James & Associates, INC.Broker
April 2013 - Present · 13 yrs 1 mo
Previous Registrations
Morgan StanleyBroker
June 2009 - May 2013 · 3 yrs 11 mos
Citigroup Global Markets INC.
March 2000 - February 2005 · 4 yrs 11 mos
Citigroup Global Markets INC.Broker
November 1993 - June 2009 · 15 yrs 7 mos
Vtr Capital, INC.Broker
April 1993 - November 1993 · 7 mos
R a F Financial CorporationBroker
May 1990 - April 1993 · 2 yrs 11 mos
B C Financial CorporationBroker
May 1989 - May 1990 · 1 yr
Adams Securities, INC.Broker
March 1989 - May 1989 · 2 mos
Power Securities CorporationBroker
July 1988 - February 1989 · 7 mos
State Registrations25 states
ALAZCACODEFLGAIDILINMAMDMNMTNCNMOHOKSCTNTXUTVAWAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.