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Sean Patton

Onedigital
28 Years of Experience
Rochester, NY
3 Disclosures
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Sean Patton is a registered investment advisor at Onedigital, based in Rochester, NY, with 28 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 18,203 clients with $160B in assets under management.

Onedigital
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
388 advisors
Number of Clients
18,203 clients
Average Client Portfolio
$8.5M average
Assets Under Management
$155.4B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Advisory fees are based on a percentage of assets under management, billed quarterly in advance, and will not exceed 2.00% annually.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

11 Centre Park, Suite 303, Rochester, NY, 14614

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
March 2006
Final
Customer Dispute
March 2002
Settled
Customer Dispute
September 1999
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Onedigital
May 2021 - Present · 5 yrs 5 mos
Previous Registrations
Cambridge Investment Research Advisors, INC.
March 2009 - December 2011 · 2 yrs 9 mos
Cambridge Investment Research, INC.Broker
February 2008 - December 2011 · 3 yrs 10 mos
Gunnallen Financial, INC
November 2006 - February 2008 · 1 yr 3 mos
Gunnallen Financial, INCBroker
February 2003 - February 2008 · 5 yrs
Prudential Securities IncorporatedBroker
June 1995 - February 2003 · 7 yrs 8 mos
Bhcm INC.Broker
February 1995 - June 1995 · 4 mos
Gna Securities, INC.Broker
July 1993 - February 1995 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1992 - July 1993 · 1 yr 3 mos
Prudential Securities IncorporatedBroker
April 1992 - April 1992 · 0 mos
Lehman Brothers INC.Broker
January 1990 - April 1992 · 2 yrs 3 mos
Essex Capital Markets, INC.Broker
November 1989 - January 1990 · 2 mos
Dean Witter Reynolds INC.Broker
July 1988 - November 1989 · 1 yr 4 mos
State Registrations1 state
NY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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