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Sherry Holley

34 Years of Experience
Lexington, KY
1 DisclosureBroker

Sherry Holley is a registered investment advisor, based in Lexington, KY, with 34 years of industry experience.

Location

110 E Third St, Lexington, KY, 40508

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History

Regulatory History (1)
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Customer Dispute
June 2000
Denied
Other Business Activities

Sherry is involved in several outside business activities, including owning rental real estate, serving as a board member for Transylvania University, and supporting Women's Worth Alliance. She dedicates minimal time to most activities, except for her board member role at Transylvania University and Women's Worth Alliance, which take a few hours per week.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
September 2018 - Present · 7 yrs 10 mos
Raymond James Financial Services Advisors, INC
September 2018 - Present · 7 yrs 10 mos
Previous Registrations
J.J.B. Hilliard, W.L. Lyons, LLC
August 2009 - September 2018 · 9 yrs 1 mo
J.J.B. Hilliard, W.L. Lyons, LLCBroker
August 2009 - September 2018 · 9 yrs 1 mo
Wells Fargo Advisors, LLCBroker
January 2008 - August 2009 · 1 yr 7 mos
Wells Fargo Advisors, LLC
January 2008 - August 2009 · 1 yr 7 mos
A. G. Edwards & Sons, INC.
December 2003 - January 2008 · 4 yrs 1 mo
A. G. Edwards & Sons, INC.
October 2003 - December 2003 · 2 mos
A. G. Edwards & Sons, INC.Broker
April 1997 - January 2008 · 10 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1994 - May 1997 · 2 yrs 11 mos
Metropolitan Life Insurance CompanyBroker
February 1991 - January 1994 · 2 yrs 11 mos
Metlife Securities INC.Broker
February 1991 - January 1994 · 2 yrs 11 mos
State Registrations32 states
ALAZCACODCDEFLGAHIIDILKYLAMAMDMIMOMTNCNMNVNYOHOKPARISCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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