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Scott Krause

37 Years of Experience
Orlando, FL
3 DisclosuresBroker

Scott Krause is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Orlando, FL, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

4705 S Apopka Vineland Rd, Orlando, FL, 32819

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2009
Award / Judgment
Customer Dispute
April 2001
Closed-No Action
Customer Dispute
April 2000
Denied
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - Present · 16 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - Present · 16 yrs 9 mos
Previous Registrations
Banc of America Investment Services, INC.
April 1998 - October 2009 · 11 yrs 6 mos
Banc of America Investment Services, INC.Broker
April 1998 - October 2009 · 11 yrs 6 mos
Barnett Investments, INC.Broker
January 1993 - April 1998 · 5 yrs 3 mos
Edward D. Jones & CO., L.P.Broker
February 1990 - January 1993 · 2 yrs 11 mos
Ids Life Insurance CompanyBroker
June 1988 - March 1990 · 1 yr 9 mos
American Express Financial Advisors INC.Broker
June 1988 - March 1990 · 1 yr 9 mos
State Registrations37 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.