JW
JW
John Wolf
37 Years of Experience
13 DisclosuresMay Earn CommissionSells Insurance
Areas of Practice
Financial Planning & CoachingTax PlanningInsurance Planning
Compensation
Commission-BasedFee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
98 clients
Average Client Portfolio
$418K average
Assets Under Management
$41.0M
Fee Structure
Minimum Investment:None
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $1.5M | 0.90% |
| $1.5M - $5.0M | 0.80% |
| $5M+ | 0.80% |
Fees negotiable for accounts over $5,000,000.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
5601 West Grande Market Drive, Suite E, Appleton, WI, 54913
Get directionsHistory
Regulatory History (13)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
June 2025Final
Customer Dispute
December 2024Settled
Customer Dispute
July 2024Settled
Customer Dispute
May 2023Settled
Customer Dispute
April 2023Award / Judgment
Customer Dispute
March 2023Settled
Customer Dispute
September 2012Closed-No Action
Customer Dispute
January 2011Settled
Employment Separation After Allegations
September 2009Customer Dispute
September 2009Closed-No Action
Customer Dispute
August 2009Settled
Customer Dispute
June 2009Settled
Customer Dispute
February 2007Denied
Other Business ActivitiesSells Insurance
John sells insurance, fixed annuities, and life insurance as an owner/agent, dedicating a few hours per week to this activity. He also spends about a quarter of his time preparing and processing income tax returns for some clients through Cornerstone Financial Planning, and a few hours per week as owner of Cornerstone Property Group LLC, an investment real estate development company.
Employment History
Current Registrations
Cornerstone Financial Planning, INC.
October 2009 - Present · 16 yrs 5 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
November 2009 - January 2016 · 6 yrs 2 mos
Raymond James Financial Services Advisors, INC
January 2009 - September 2009 · 8 mos
Raymond James Financial Services
August 2006 - January 2009 · 2 yrs 5 mos
Raymond James Financial Services, INC.Broker
June 1996 - September 2009 · 13 yrs 3 mos
Banc One Securities CorporationBroker
January 1994 - June 1996 · 2 yrs 5 mos
American Express Financial Advisors INC.Broker
July 1988 - January 1994 · 5 yrs 6 mos
Ids Life Insurance CompanyBroker
July 1988 - January 1994 · 5 yrs 6 mos
State Registrations3 states
ILNCWI
Advisor
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Exams
No exam information available for this advisor.