John Compton is a registered investment advisor at LPL Financial LLC, based in Anderson, IN, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
12 West 13th Street, Anderson, IN, 46016
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
John operates under the DBA Harber Group for his LPL business since 2019. This activity is investment-related.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Asset Management Strategies, INC.
Integrity Brokerage Services, INC.Broker
F500 Advisory Services, INC.
Finance 500, INC.Broker
Creative Financial Designs, INC.
Cfd Investments, INC.Broker
MML Investors Services, LLCBroker
Primevest Financial Services, INC.Broker
Xcu Capital Corporation, INC.Broker
Fiducial Investment Advisors, INC.
Fiducial Investment Advisors, INC.Broker
Charles Schwab & CO., INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
John Hancock Distributors, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.