WP
WP
William Peterson
37 Years of Experience
Ontario, OR
1 DisclosureBroker
William Peterson is a registered investment advisor at LPL Financial LLC, based in Ontario, OR, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B
Fee Structure
Minimum Investment:$1K
Investment management only (planning not offered)
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
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Location
Ontario, OR
Get directionsHistory
Regulatory History (1)
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Criminal
May 1962Final Disposition
Employment History
Current Registrations
LPL Financial LLC
February 2025 - Present · 1 yr 3 mos
LPL Financial LLCBroker
September 2024 - Present · 1 yr 8 mos
Previous Registrations
LPL Financial LLC
November 2024 - December 2024 · 1 mo
LPL Financial LLC
September 2024 - September 2024 · 0 mos
Osaic Wealth, INC.Broker
June 2024 - October 2024 · 4 mos
Osaic Wealth, INC.
June 2024 - October 2024 · 4 mos
Securities America Advisors, INC.
January 2011 - June 2024 · 13 yrs 5 mos
Securities America Advisors, INC.
July 2007 - December 2010 · 3 yrs 5 mos
Securities America, INC.Broker
July 2007 - June 2024 · 16 yrs 11 mos
Brookstreet Capital Management
January 2000 - July 2007 · 7 yrs 6 mos
Brookstreet Securities CorporationBroker
March 1998 - July 2007 · 9 yrs 4 mos
Financial Network Investment CorporationBroker
August 1989 - February 1998 · 8 yrs 6 mos
American Express Financial Advisors INC.Broker
July 1988 - June 1989 · 11 mos
Ids Life Insurance CompanyBroker
July 1988 - June 1989 · 11 mos
State Registrations5 states
CACOIDORWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.