WP
WP
William Peterson
38 Years of Experience
Ontario, OR
1 DisclosureBroker
William Peterson is a registered investment advisor at LPL Financial LLC, based in Ontario, OR, with 38 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B
Fee Structure
Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Ontario, OR
Get directionsHistory
Regulatory History (1)
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Criminal
May 1962Final Disposition
Employment History
Current Registrations
LPL Financial LLC
February 2025 - Present · 1 yr 8 mos
LPL Financial LLCBroker
September 2024 - Present · 2 yrs 1 mo
Previous Registrations
LPL Financial LLC
November 2024 - December 2024 · 1 mo
LPL Financial LLC
September 2024 - September 2024 · 0 mos
Osaic Wealth, INC.Broker
June 2024 - October 2024 · 4 mos
Osaic Wealth, INC.
June 2024 - October 2024 · 4 mos
Securities America Advisors, INC.
January 2011 - June 2024 · 13 yrs 5 mos
Securities America Advisors, INC.
July 2007 - December 2010 · 3 yrs 5 mos
Securities America, INC.Broker
July 2007 - June 2024 · 16 yrs 11 mos
Brookstreet Capital Management
January 2000 - July 2007 · 7 yrs 6 mos
Brookstreet Securities CorporationBroker
March 1998 - July 2007 · 9 yrs 4 mos
Financial Network Investment CorporationBroker
August 1989 - February 1998 · 8 yrs 6 mos
American Express Financial Advisors INC.Broker
July 1988 - June 1989 · 11 mos
Ids Life Insurance CompanyBroker
July 1988 - June 1989 · 11 mos
State Registrations5 states
CACOIDORWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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