MR
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Mary Ruddy

36 Years of Experience
Greenwood Village, CO
Broker

Mary Ruddy is a registered investment advisor at Empower Advisory Group, LLC, based in Greenwood Village, CO, with 36 years of industry experience. Mary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 250,707 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1613 advisors
Number of Clients
250,707 clients
Average Client Portfolio
$635K average
Assets Under Management
$159.1B

Fee Structure

Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K0.50%
$100K - $250K0.40%
$250K - $400K0.30%
$400K+0.20%

EAG reserves the right to offer discounted fees or waive periodic fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

8515 East Orchard Rd 4T2, Greenwood Village, CO, 80111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Mary works as a sales clerk selling jewelry at JCPenney. This activity is not investment-related.

Employment History
Current Registrations
Empower Advisory Group, LLC
April 2021 - Present · 5 yrs 5 mos
Empower Financial Services, INC.Broker
March 2007 - Present · 19 yrs 6 mos
Empower Financial Services, INC.
March 2007 - Present · 19 yrs 6 mos
Previous Registrations
Citistreet Advisors LLCBroker
July 2006 - February 2007 · 7 mos
Gwfs Equities, INC.Broker
November 1996 - April 2005 · 8 yrs 5 mos
The Great-West Life Assurance CompanyBroker
August 1993 - November 1996 · 3 yrs 3 mos
Prudential Retirement Services, INC.Broker
May 1993 - December 1994 · 1 yr 7 mos
Prudential Asset Management Company Securities CorporationBroker
June 1992 - May 1993 · 11 mos
The Prudential Insurance Company of AmericaBroker
March 1990 - June 1992 · 2 yrs 3 mos
Sunamerica Securities, INC.Broker
June 1989 - April 1990 · 10 mos
Southmark Financial Services, INC.Broker
June 1988 - June 1989 · 1 yr
State Registrations5 states
AZILMOOKWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mary Ruddy - Financial Advisor | TrueAdvisor