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Paul Tice

37 Years of Experience
St. Louis, MO

Paul Tice is a registered investment advisor at Argos Capital Partners, LLC, based in St. Louis, MO, with 37 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 65 clients with $2.6B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
2 advisors
Number of Clients
65 clients
Average Client Portfolio
$40.6M average
Assets Under Management
$2.6B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.15%

Some (legacy) clients are charged a fee based solely on assets under management ranging from 0.4% to 1.0%. Subject to a client’s approval, they may also pay a performance fee on certain Privately Offered Investments that is equal to 10 or 15% of the realized profits earned from such investments. ACAP also charges a 1% fee up front that is later credited/offset against any performance fee that is earned.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

7733 Forsyth Blvd, Suite 1350, St. Louis, MO, 63105

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Paul is a registered representative and uncompensated municipal principal at Consolidated Financial Investments, Inc. He is also the Chief Investment Officer of Argos Partners and Managing Partner of Argos Capital Markets, and founded/manages Alpha Fund LLC. Paul serves as an observer on the boards of Clearent, Compass Electronics and KE2Therm.

Employment History
Current Registrations
Argos Capital Partners, LLC
May 2003 - Present · 23 yrs
Previous Registrations
Consolidated Financial Investments, INC.Broker
August 1988 - October 2022 · 34 yrs 2 mos
Forsyth Securites, INC.Broker
June 1988 - June 1988 · 0 mos
State Registrations2 states
ILMO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.