KM
KM

Kevin Mcdougall

14 Years of Experience
Indianapolis, IN
1 DisclosureBroker

Kevin Mcdougall is a registered investment advisor at Thurston Springer Advisors, based in Indianapolis, IN, with 14 years of industry experience. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 6,759 clients with $3.7B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
98 advisors
Number of Clients
6,759 clients
Average Client Portfolio
$544K average
Assets Under Management
$3.7B

Fee Structure

Minimum Investment:$25K

Thurston Springer uses third-party portfolio advisors, and clients pay a fee based on the third-party's fee schedule. Thurston Springer retains a portion of this fee. The overall advisory fee is negotiable. Clients will have some cash in their account to cover advisory fees. Clients may pay additional fees or expenses in a third-party advisory account, such as ticket charges, IRA fees, and wire fees.

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Location

9000 Keystone Crossing, Seventh Floor, Indianapolis, IN, 46240

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2025
Settled
Employment History
Current Registrations
Thurston Springer Advisors
August 2020 - Present · 5 yrs 9 mos
Thurston, Springer, Miller, Herd & Titak, INC.Broker
May 2019 - Present · 7 yrs
Previous Registrations
Thurston Springer Financial
May 2019 - July 2021 · 2 yrs 2 mos
Sanctuary Advisors, LLC
November 2015 - May 2019 · 3 yrs 6 mos
David A. Noyes & CompanyBroker
November 2015 - May 2019 · 3 yrs 6 mos
Wells Fargo Advisors, LLC
March 2013 - November 2015 · 2 yrs 8 mos
Wells Fargo Advisors, LLCBroker
March 2013 - November 2015 · 2 yrs 8 mos
AXA Advisors, LLC
September 2012 - March 2013 · 6 mos
AXA Advisors, LLCBroker
September 2012 - March 2013 · 6 mos
Morgan Stanley Smith Barney LLC
August 2010 - September 2011 · 1 yr 1 mo
Morgan Stanley Smith BarneyBroker
July 2010 - September 2011 · 1 yr 2 mos
State Registrations7 states
AZFLINMIMTNCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kevin Mcdougall - Financial Advisor | TrueAdvisor