James Tate is a CFP-designated registered investment advisor at Stifel Independent Advisors, LLC, based in Venice, FL, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 7,902 clients with $5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Stifel Independent Advisors offers investment management through various programs. Fees are generally based on a percentage of assets, but can be a fixed dollar amount. The Stifel Vantage Program charges transaction-based commissions. The Stifel Summit Program charges up to 1.00% of the total value of investments under management. Fees are negotiable.
Location
2351 E. Venice Avenue, Venice, FL, 34292
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James has 100% ownership of Green Fairways Financials, LLC with his spouse and is the owner of Stella Properties of Venice LLC. He is also affiliated with Green Fairways, LLC DBA Green Fairways Wealth Management and is the secretary for Myakka River Trails HOA.
Employment History
Current Registrations
Stifel Independent Advisors, LLCBroker
Stifel Independent Advisors, LLC
Previous Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors Financial Network, LLC
Morgan Stanley
Morgan StanleyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
F.N. Wolf & CO., INC.Broker
State Registrations36 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.