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Gregory Griffith

32 Years of Experience
Knoxville, TN
1 DisclosureBroker

Gregory Griffith is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Knoxville, TN, with 32 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
1140 advisors
IM Fee
Planning only
Assets Under Management
$1.5B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

607 Market St, Knoxville, TN, 37902

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2010
Settled
Other Business Activities

Gregory is the treasurer and board member for The Tennessee Rangers Organization, assisting with financial decisions and donations. He also owns Responsible Solutions Holding LLC, providing guidance to IT programmers, and serves as a Reserve Deputy Sheriff for Sevier County. These activities require minimal time commitment.

Employment History
Current Registrations
U.S. Bancorp Advisors, LLCBroker
February 2026 - Present · 5 mos
U.S. Bancorp Advisors, LLC
February 2026 - Present · 5 mos
Previous Registrations
U.S. Bancorp Investments, INC.Broker
May 2025 - February 2026 · 9 mos
U.S. Bancorp Investments, INC.
May 2025 - February 2026 · 9 mos
Raymond James Financial Services Advisors, INC
January 2019 - May 2025 · 6 yrs 4 mos
Raymond James Financial Services, INC.Broker
January 2019 - May 2025 · 6 yrs 4 mos
Cetera Investment Advisers LLC
August 2018 - January 2019 · 5 mos
Cetera Investment Services LLCBroker
August 2018 - January 2019 · 5 mos
Cambridge Investment Research, INC.Broker
November 2017 - August 2018 · 9 mos
Cambridge Investment Research Advisors, INC.
November 2017 - August 2018 · 9 mos
Raymond James Financial Services Advisors, INC
January 2009 - December 2017 · 8 yrs 11 mos
Raymond James Financial Services
November 2007 - January 2009 · 1 yr 2 mos
Raymond James Financial Services, INC.Broker
November 2007 - December 2017 · 10 yrs 1 mo
Morgan Stanley & CO., Incorporated
May 2007 - November 2007 · 6 mos
Morgan Stanley & CO., IncorporatedBroker
May 2007 - November 2007 · 6 mos
Investacorp, INC.Broker
November 2006 - May 2007 · 6 mos
Amsouth Investment Management Company LLC
June 2006 - November 2006 · 5 mos
Amsouth Investment Services, INC.Broker
May 2006 - October 2006 · 5 mos
Ftb Advisors, INC.
March 2004 - November 2004 · 8 mos
First Tennessee Brokerage, INC.Broker
March 2003 - November 2004 · 1 yr 8 mos
Uvest Investment ServicesBroker
June 1999 - February 2002 · 2 yrs 8 mos
Securities Service Network, INC.Broker
September 1997 - June 1999 · 1 yr 9 mos
Robert Thomas Securities, INCBroker
February 1997 - June 1997 · 4 mos
Charles Schwab & CO., INC.Broker
October 1990 - March 1997 · 6 yrs 5 mos
Blinder, Robinson & CO., INC.Broker
September 1988 - January 1989 · 4 mos
State Registrations1 state
TN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.