James Mcatee
James Mcatee is a registered investment advisor at Cetera Investment Advisers LLC, based in Mt Zion, IL, with 37 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
One Ashland Ave, Mt Zion, IL, 62549
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Regulatory History (1)
Regulatory
October 2014Other Business ActivitiesSells Insurance
James is a notary public and operates under the DBA McAtee Financial Centre, selling insurance and securities, dedicating about 10% of his time. He also provides overhead for a tax preparation service, receiving 30% of the revenue, and spends minimal time on this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Cetera Wealth Services, LLC
Previous Registrations
Cetera Advisor Networks LLC
Summit Brokerage Services, INC.Broker
Summit Financial Group INC
LPL Financial LLC
LPL Financial LLCBroker
Mutual Service CorporationBroker
American General Securities IncorporatedBroker
Franklin Financial Services CorporationBroker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.