Dwayne Alan Moyers

Smh Capital Advisors LLC

34 Years of Experience

2 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment Management

Smh Capital Advisors LLC

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

2 advisors

Number of Clients

186 clients

Average Client Portfolio

$2.3M average

Assets Under Management

$419.7M

Fee Structure

Financial Planning:Investment management only

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $1.0M	1.25%
$1.0M - $5.0M	1.00%
$5M+	0.80%

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Location

4200 S. Hulen St., Suite 534, Fort Worth, TX, 76109

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

September 2010

Denied

Customer Dispute

May 2007

Settled

View Full SEC Report How to Read Disclosures

Other Business Activities

Dwayne is the sole member of Moyers Organization LLC, spending minimal time on its business. He is also the CEO/CCO of SMH Capital Investments LLC and the CEO of SMH Capital Advisors LLC, dedicating about half of his time to each.

Employment History

Current Registrations

Smh Capital Investments LLCBroker

August 2018 - Present · 7 yrs 6 mos

Smh Capital Advisors LLC

June 1997 - Present · 28 yrs 8 mos

Previous Registrations

Sanders Morris Harris LLC

November 2009 - January 2019 · 9 yrs 2 mos

Sanders Morris Harris LLCBroker

October 2000 - January 2019 · 18 yrs 3 mos

Cummer/moyers Securities, INC.Broker

June 1997 - October 2000 · 3 yrs 4 mos

Investment Management & Research, INCBroker

April 1991 - July 1997 · 6 yrs 3 mos

First Investors CorporationBroker

July 1988 - August 1988 · 1 mo

State Registrations18 states

AZCACOCTFLGAILLAMANHNJNMNYOHPATXVAWI

AdvisorBrokerBoth

Exams

No exam information available for this advisor.