George Sherman
George Sherman is a registered investment advisor at Ameriprise Financial Services, LLC, based in Kansas City, MO, with 36 years of industry experience. George operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
9300 Troost Ave, Kansas City, MO, 64131-3008
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2008Other Business Activities
George is a committee member on the Board of Directors for Sherman, dedicating a few hours per week. He also works for Mazuma Credit Union, spending about 10-20% of his time there, including time during trading hours.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Century Investors of America, INC.Broker
Robert Thomas Securities, INCBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.