Gregory Holmes is a registered investment advisor, based in Irvine, CA, with 37 years of industry experience.
Location
9870 Research Drive, Irvine, CA, 92618
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Regulatory History (3)
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Judgment / Lien
January 2019Financial
May 2016Final
Judgment / Lien
May 2015Employment History
Current Registrations
Cambridge Investment Research, INC.
July 2025 - Present · 10 mos
Cooper Mcmanus
July 2025 - Present · 10 mos
Cambridge Investment Research, INC.Broker
July 2025 - Present · 10 mos
Previous Registrations
Western International Securities, INC.Broker
December 2017 - June 2025 · 7 yrs 6 mos
Western International Securities
December 2017 - June 2025 · 7 yrs 6 mos
Ameriprise Financial Services, INC.
April 2010 - December 2017 · 7 yrs 8 mos
Ameriprise Financial Services, INC.Broker
April 2010 - December 2017 · 7 yrs 8 mos
Morgan Stanley Smith Barney LLC
June 2009 - April 2010 · 10 mos
Morgan Stanley Smith BarneyBroker
June 2009 - April 2010 · 10 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
April 2006 - April 2007 · 1 yr
Morgan Stanley Dw INC.Broker
April 2006 - April 2007 · 1 yr
Citigroup Global Markets INC.
July 1997 - April 2006 · 8 yrs 9 mos
Citigroup Global Markets INC.Broker
July 1993 - April 2006 · 12 yrs 9 mos
Lehman Brothers INC.Broker
July 1988 - July 1993 · 5 yrs
State Registrations2 states
CATN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.