Rohin Ullberg
Rohin Ullberg is a ChFC-designated registered investment advisor at Cambridge Investment Research Advisors, INC., based in Flossmoor, IL, with 38 years of industry experience. Rohin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.
Fee Estimator
Location
1835 Dixie Hwy, Suite 100, Flossmoor, IL, 60422
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Rohin owns multiple businesses, including real estate, a car wash, and Heartland Investment USA (DBA). He also works as an independent insurance agent and as an advisory representative of a RIA, spending about half of his time in this role.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Independent Financial Group, LLCBroker
Independent Financial Group, LLC
Sii Investments, INC.
Sii Investments, INC.Broker
First Allied Securities, INC.
First Allied Securities, INC.Broker
Sii Investments, INC.
Sii Investments, INC.Broker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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