Mark Samson is a registered investment advisor, based in Delray Beach, FL, with 35 years of industry experience.
Location
Delray Beach, FL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Mark is a principal at BR Financial Associates Management Company, LLC, spending minimal time trading. He is also a co-owner of FFL Investments, LLC, an entity used for personal investments, dedicating minimal time to this activity.
Employment History
Current Registrations
Xml Securities
July 2022 - Present · 3 yrs 10 mos
Xml Financial Group
July 2022 - Present · 3 yrs 10 mos
Xml SecuritiesBroker
July 2022 - Present · 3 yrs 10 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
September 2016 - July 2022 · 5 yrs 10 mos
Wells Fargo Advisors Financial Network, LLCBroker
May 2012 - July 2022 · 10 yrs 2 mos
Wells Fargo Advisors, LLCBroker
October 1999 - May 2012 · 12 yrs 7 mos
First Union Capital Markets CORP.Broker
November 1995 - October 1999 · 3 yrs 11 mos
Prudential Securities IncorporatedBroker
January 1991 - November 1995 · 4 yrs 10 mos
Brokers Capital Distribution Company, INC.Broker
October 1990 - January 1991 · 3 mos
State Registrations24 states
ALAZCACODCDEFLGAILMAMDMEMIMONCNJNVNYOHORPATNTXVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.