Gary Smith
Gary Smith is a registered investment advisor at Cetera Investment Advisers LLC, based in Oceanside, NY, with 31 years of industry experience. Gary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
310 Woods Ave, Oceanside, NY, 11572
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gary is involved in several business activities, including income tax preparation, office rental as a co-owner of GEMS 2003 LLC, and financial services through Horizon Financial Services and Horizon Financial Planners. Gary also sells fixed insurance products, including life, health, disability, annuities, and long-term care, dedicating minimal time to this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Walnut Street Securities, INC.Broker
Nathan & Lewis Securities, INC.Broker
Nathan & Lewis Securities, INC.
Royal Alliance Associates, INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.