Dwayne Ross
Dwayne Ross is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Plantation, FL, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
600 N Pine Island Rd, Plantation, FL, 33324
Get directionsHistory
Regulatory History (4)
Customer Dispute
March 2022Customer Dispute
September 2008Customer Dispute
May 2003Customer Dispute
November 2001Other Business Activities
Dwayne is involved with DR2 Properties LLC, formed to own a property with his wife, and a second home/rental property in Aspen. He is also a signer on his wife's business checking account for Duree & Co, but has no other responsibilities.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Prudential Securities IncorporatedBroker
Dean Witter Reynolds INC.Broker
J. W. Gant & Associates, INC.Broker
State Registrations40 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.