Steven Sanders
Steven Sanders is a registered investment advisor at Sanders Smith Limited, based in Tarrytown, NY, with 37 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching.
Compensation
Firm Size
IM Fee
Fee Structure
Sanders Smith charges $250 per hour for financial planning and investment advisory services. Fixed fees can be negotiated based on the extent of services requested, but are based on a minimum billable hour at the $250 hourly rate.
Location
120 White Plains Road, Suite 100, Tarrytown, NY, 10591
Get directionsHistory
Regulatory History (6)
Judgment / Lien
February 2026Judgment / Lien
August 2025Judgment / Lien
February 2023Regulatory
March 2019Judgment / Lien
October 2016Customer Dispute
September 2000Other Business ActivitiesSells Insurance
Steven is the owner of Sanders, Smith Limited, a corporation. He provides traditional insurance products and financial planning services, dedicating minimal time to insurance and a few hours per week to financial planning.
Employment History
Current Registrations
Sanders Smith Limited
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Royal Alliance Associates, INC.Broker
Nathan & Lewis Securities, INC.Broker
Cigna Securities, INC.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.