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Thomas Thornton

34 Years of Experience
St. Petersburg, FL
Broker

Thomas Thornton is a registered investment advisor at Raymond James & Associates, INC., based in St. Petersburg, FL, with 34 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

880 Carillon Parkway, St. Petersburg, FL, 33716

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas is a member of the Advisory Board for Citywire in New York City, attending a few meetings per year and providing feedback on content. He spends minimal time on this activity.

Employment History
Current Registrations
Raymond James & Associates, INC.
June 1993 - Present · 32 yrs 11 mos
Raymond James & Associates, INC.Broker
June 1993 - Present · 32 yrs 11 mos
Previous Registrations
First Investors CorporationBroker
July 1988 - October 1989 · 1 yr 3 mos
State Registrations2 states
FLIL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.