George Cozart
George Cozart is a registered investment advisor at LPL Financial LLC, based in Little Rock, AR, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Little Rock, AR
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
George provides notary public services for clients at no charge, dedicating minimal time. He also operates under the DBA Innovations Financial for his LPL business, which is nearly full-time, and engages in non-variable insurance activities and real estate rental, each taking minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Genwealth Financial Advisors, LLC
Synergy Investment Group, LLC
Synergy Investment Group, LLCBroker
Dortch Securities & Investments, INC.Broker
Ffp Securities, INC.Broker
St. Bernard Financial Services, INC.Broker
Boatmen's Investment Services, INC.Broker
Liberty Securities CorporationBroker
Pamco Securities and Insurance ServicesBroker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.