Maria Pejoro is a registered investment advisor at Oppenheimer & CO. INC., based in San Francisco, CA, with 31 years of industry experience. Their practice areas include Financial Planning & Coaching, High Net Worth, Retirement Planning. Their firm serves 37,605 clients with $32B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Oppenheimer offers several investment management programs with different fee structures:
- Fahnestock Asset Management (FAM): Fees up to 2.5% of your portfolio. Commissions are also charged on certain FAM accounts.
- Alpha: Clients pay brokerage commissions and ticket/handling charges on securities transactions.
- Preference: Fees up to 2.25% of your portfolio. Additional charges may apply based on trading activity.
Minimum account sizes vary depending on the program and the types of investments included in the account. The minimum annual fee for FAM and Preference accounts is $250, but this is waived if the account is at least $50,000 or household advisory accounts are at least $250,000.
Location
580 California Street, Suite 2300, San Francisco, CA, 94104
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Maria works as a pastry consultant for restaurant build outs/remodels, menu planning, and recipe testing, dedicating about 10-20% of her time. She also handles accounting and invoicing for a real estate agent/property manager, spending a few hours per week.
Employment History
Current Registrations
Oppenheimer & CO. INC.Broker
Oppenheimer & CO. INC.
Previous Registrations
Cantella & CO., INC.Broker
Icapital Wealth LLC
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Morgan Stanley
Morgan StanleyBroker
J.P. Morgan Securities LLCBroker
Morgan StanleyBroker
Thomas Weisel Partners LLCBroker
Stifel, Nicolaus & Company, IncorporatedBroker
Thomas Weisel Partners LLCBroker
Banc of America Securities LLCBroker
Montgomery SecuritiesBroker
Genesis Merchant Group Securities L.P.Broker
Montgomery SecuritiesBroker
Wingfield Securities CorporationBroker
Montgomery SecuritiesBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.