JZ
JZ

John Zangari

37 Years of Experience
Tampa, FL
3 DisclosuresBroker

John Zangari is a registered investment advisor at Ameriprise Financial Services, LLC, based in Tampa, FL, with 37 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

4030 W Boy Scout Blvd, Ste 300, Tampa, FL, 33607-5713

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2003
Settled
Customer Dispute
August 2002
Closed-No Action
Customer Dispute
February 2002
Award / Judgment
Other Business Activities

John is the owner of RSJZ Philly LLC, an investment holding company created for estate planning purposes since 2020. He dedicates minimal time to this activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
November 2012 - Present · 13 yrs 6 mos
Ameriprise Financial Services, LLC
November 2012 - Present · 13 yrs 6 mos
Ameriprise Financial Services, LLCBroker
November 2012 - Present · 13 yrs 6 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - December 2012 · 3 yrs 6 mos
Morgan Stanley
June 2009 - December 2012 · 3 yrs 6 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
October 2003 - April 2007 · 3 yrs 6 mos
Morgan Stanley Dw INC.Broker
July 2002 - April 2007 · 4 yrs 9 mos
Banc of America Investment Services, INC.Broker
April 1998 - August 2002 · 4 yrs 4 mos
Barnett Investments, INC.Broker
January 1992 - April 1998 · 6 yrs 3 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
October 1988 - January 1992 · 3 yrs 3 mos
Dean Witter Reynolds INC.Broker
July 1988 - September 1988 · 2 mos
State Registrations24 states
ALAZCACOCTFLGAILKYMAMSMTNCNJNYOHOKORPASCTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.