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Sean Stein

Buckman Advisory Group LLC
29 Years of Experience
Boca Raton, FL
1 DisclosureBroker
View SEC Summary
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Sean Stein is a registered investment advisor at Buckman Advisory Group LLC, based in Boca Raton, FL, with 29 years of industry experience. Sean is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 868 clients with $280M in assets under management.

Buckman Advisory Group LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
15 advisors
Number of Clients
868 clients
Average Client Portfolio
$319K average
Assets Under Management
$277.3M

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.75%
$250K - $1.0M1.50%
$1M+1.25%

Fees are negotiable depending on client needs and situation complexity. Actively traded strategies have a separate higher fee schedule (3.00% up to $250k, 2.50% for the next $750k, and 2.00% over $1M). The firm does not household accounts for billing breakpoints.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Boca Raton, FL

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2002
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Sean is the sole owner of Sean Stein LLC, established in July 2023, which processes his pay. This activity requires minimal time.

Employment History
Current Registrations
Buckman Advisory Group LLC
December 2016 - Present · 9 yrs 10 mos
Buckman, Buckman & Reid, INC.Broker
July 2015 - Present · 11 yrs 3 mos
Buckman, Buckman & Reid, INC.
July 2015 - Present · 11 yrs 3 mos
Previous Registrations
Jhs Capital Advisors, LLC
April 2010 - July 2015 · 5 yrs 3 mos
Jhs Capital Advisors, LLCBroker
March 2010 - July 2015 · 5 yrs 4 mos
Gunnallen Financial, INC
July 2008 - March 2010 · 1 yr 8 mos
Gunnallen Financial, INCBroker
June 2008 - March 2010 · 1 yr 9 mos
Raymond James Financial Services
June 2003 - July 2008 · 5 yrs 1 mo
Raymond James Financial Services, INC.Broker
June 2003 - July 2008 · 5 yrs 1 mo
Prudential Securities IncorporatedBroker
October 1999 - June 2003 · 3 yrs 8 mos
Prudential Securities Incorporated
October 1999 - June 2003 · 3 yrs 8 mos
Dean Witter Reynolds INC.Broker
February 1997 - November 1999 · 2 yrs 9 mos
Quest Capital Strategies, INC.Broker
October 1996 - February 1997 · 4 mos
State Registrations5 states
FLNCNJSCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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