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Jeffrey Conroy

LPL Financial LLC
38 Years of Experience
Santa Rosa Beach, FL
4 DisclosuresBrokerSells Insurance
View SEC Summary
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Jeffrey Conroy is a registered investment advisor at LPL Financial LLC, based in Santa Rosa Beach, FL, with 38 years of industry experience. Jeffrey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Santa Rosa Beach, FL

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
May 2018
Final
Customer Dispute
October 2003
Closed-No Action
Customer Dispute
October 2000
Closed-No Action
Customer Dispute
November 1998
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jeffrey operates Conroy Wealth Management as a DBA for his LPL business. He also engages in non-variable insurance activities through Conroy Wealth Management, dedicating full-time hours to this.

Employment History
Current Registrations
LPL Financial LLCBroker
December 2020 - Present · 5 yrs 10 mos
LPL Financial LLC
December 2020 - Present · 5 yrs 10 mos
Previous Registrations
Ameriprise Financial Services, LLCBroker
June 2015 - January 2021 · 5 yrs 7 mos
Ameriprise Financial Services, LLC.
June 2015 - January 2021 · 5 yrs 7 mos
Morgan StanleyBroker
June 2009 - July 2015 · 6 yrs 1 mo
Morgan Stanley
June 2009 - July 2015 · 6 yrs 1 mo
Morgan Stanley & CO. Incorporated
June 2007 - June 2009 · 2 yrs
Morgan Stanley & CO. IncorporatedBroker
June 2007 - June 2009 · 2 yrs
Merrill Lynch Pierce Fenner & Smith INC.
September 1988 - June 2007 · 18 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1988 - June 2007 · 18 yrs 9 mos
State Registrations16 states
CACOFLGAIAIDLAMINCNMNVNYOHSCTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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